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BrokerCheck - Find a broker, investment or financial advisor
https://brokercheck.finra.org/
WEBBrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.
DA: 5 PA: 56 MOZ Rank: 21
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Central Registration Depository (CRD) | FINRA.org
https://www.finra.org/registration-exams-ce/classic-crd
WEB1. Where can I access a list describing the exams listed in CRD? A listing of the exams available in CRD can be found on the Qualification Exams page. 2. How long is an exam window in CRD? Exam windows are valid for 120 days.
DA: 7 PA: 40 MOZ Rank: 81
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Individual Registration and Licensing Information | FINRA.org
https://www.finra.org/registration-exams-ce/classic-crd/snapshot-reports
WEBIndividuals who are or have been registered as a broker or investment adviser representative can now access their registration and licensing information via the Financial Professional Gateway (FinPro). This site contains information reported about an individual, including qualifications, employment history and disclosure events.
DA: 20 PA: 56 MOZ Rank: 7
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FINRA - Login - Web CRD
https://crd.finra.org/
WEBWeb CRD is a secure online platform that allows broker-dealer and investment adviser firms to manage their registration and compliance requirements. Web CRD provides access to forms, fees, exams, CE, and other information related to the U.S. securities industry and its regulators. Login to Web CRD to start or update your filings.
DA: 24 PA: 7 MOZ Rank: 51
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CRD Links | FINRA.org
https://www.finra.org/registration-exams-ce/web-crd/web-crd-system-links
WEBThe following are the links to access the CRD program-related applications. Applications for Firms. Classic CRD Site: https://crd.finra.org. FINRA Gateway: https://gateway.finra.org/. These secure systems are for entitled users only.
DA: 36 PA: 42 MOZ Rank: 65
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IAPD - Investment Adviser Public Disclosure - Homepage
https://adviserinfo.sec.gov/Firm/CRD_NUMBER
WEBYou can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. This website will also search FINRA's BrokerCheck system and indicate whether an entity is a Brokerage firm.
DA: 3 PA: 40 MOZ Rank: 100
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What Is FINRA's Central Registration Depository (CRD)? - Investopedia
https://www.investopedia.com/terms/c/crd.asp
WEBNov 29, 2020 · The Central Registration Depository (CRD) is a database the Financial Industry Regulatory Authority (FINRA) maintains of all entities in the U.S. securities industry.
DA: 55 PA: 34 MOZ Rank: 1
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BrokerCheck - Find a broker, investment or financial advisor
https://brokercheck.finra.org/firm/
WEBBrokerCheck is a free tool from FINRA that helps you find and compare brokers, investment advisors and firms. You can check their backgrounds, qualifications, history of complaints and disciplinary actions. BrokerCheck helps you make informed decisions about …
DA: 91 PA: 5 MOZ Rank: 54
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Using BrokerCheck | Investor.gov
https://www.investor.gov/introduction-investing/getting-started/working-investment-professional/using-brokercheck
WEBYou can search the FINRA Disciplinary Actions Online by individual name, firm name, case number, date range, document type, document text, or CRD number. Results will include opinions issued by the SEC and federal appellate courts that relate to FINRA disciplinary actions that have been appealed. Details on a broker’s background and ...
DA: 84 PA: 96 MOZ Rank: 87
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Central Registration Depository (CRD) | Investor.gov
https://www.investor.gov/introduction-investing/investing-basics/glossary/central-registration-depository-crd
WEBCentral Registration Depository (CRD) The Financial Industry Regulatory Authority (FINRA) administers the CRD program, which facilitates the licensing and registration of U.S. securities industry firms and professionals. The CRD contains the registration records of broker-dealer firms, branch offices, and their associated financial ...
DA: 11 PA: 91 MOZ Rank: 29